Résultats de recherche
Il y a 5 jours · We are the pan-Canadian self-regulatory organization that oversees all investment dealers, mutual fund dealers, and trading activity on Canada’s debt and equity marketplaces.
- About CIRO
Canadian Investment Regulatory Organization (CIRO) is the...
- Office of the Investor
Investor Advisory Panel (IAP) The Investor Advisory Panel...
- Interim Rules
Universal Market Integrity Rules. The Universal Market...
- Mutual Fund Dealers - Québec
Information concerning mutual fund dealers registered in...
- Becoming a Dealer Member
The firm must apply to become a member of CIRO and at the...
- News Room
IOSCO appoints Andrew J. Kriegler to Chair the Affiliate...
- Halts and Resumptions
For more information on CIRO's regulatory role relating to...
- Our Reports
Where We Fit in the Canadian Securities Regulatory...
- About CIRO
20 juin 2024 · Securities regulators from each of the 10 provinces and 3 territories in Canada have teamed up to form the Canadian Securities Administrators (CSA). The CSA protects Canadian investors from unfair, improper, or fraudulent practices and fosters fair and efficient capital markets.
Il y a 5 jours · Here, you can consult CSA member investor alerts. The list is intended to assist the public and the securities industry in conducting due diligence. The subjects of these alerts are persons or companies who appear to be engaging in securities activities that may pose a risk to investors.
Il y a 5 jours · BOA Capital Securities La gamme de services de BOA CAPITAL SECURITIES comprend le courtage, la conservation de titres et la recherche sur les valeurs cotées et non cotées. Nos valeurs Engagements client, Innovations, Qualité de gestion, Recherche de l'excellence
20 juin 2024 · The securities regulatory authority in New Brunswick anticipates publishing a similar local blanket order in the upcoming weeks. The CSA, the council of securities regulators of Canada’s provinces and territories, coordinates and harmonizes regulation for the Canadian capital markets.
Il y a 4 jours · Get proactive about potential investment fraud. View the list of unregistered foreign brokerages and unqualified investments.
8 juil. 2024 · An Exempt Market Dealer (EMD) is a firm or individual that is registered with securities regulatory authorities in Canada to trade securities that are not listed on a stock exchange.
